SEC adopts T+1 settlement effective May 2024
In connection with the shortened settlement timeline, the final rule also adds procedural requirements on broker-dealers relating to allocations, confirmations and affirmations, as well as record-keeping requirements for registered investment advisers.
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Private Equity Conference Spotlights Industry Uncertainty
The Polsky Center hosted the 22nd annual BPOC Private Equity Conference February 3, 2023, at the Chicago Marriott Downtown. Keynote speaker David Rubenstein, JD ’73 (left) was joined in conversation with UChicago Professor Steve Kaplan (right). (Photo by …
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